Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$39K ﹤0.01%
1,268
-7,648
1302
$39K ﹤0.01%
3,562
+2,838
1303
$39K ﹤0.01%
878
+353
1304
$39K ﹤0.01%
863
-1,609
1305
$39K ﹤0.01%
+198
1306
$39K ﹤0.01%
+1,553
1307
$39K ﹤0.01%
+5,163
1308
$38K ﹤0.01%
8,760
+7,772
1309
$38K ﹤0.01%
2,534
-5,050
1310
$38K ﹤0.01%
4,380
+409
1311
$38K ﹤0.01%
1,016
-9,983
1312
$38K ﹤0.01%
1,547
-951
1313
$38K ﹤0.01%
6,386
+3,014
1314
$38K ﹤0.01%
+532
1315
$37K ﹤0.01%
1,884
-3,946
1316
$37K ﹤0.01%
+16,500
1317
$37K ﹤0.01%
2,945
-2,845
1318
$37K ﹤0.01%
2,464
-799
1319
$37K ﹤0.01%
1,042
-103
1320
$37K ﹤0.01%
+248
1321
$37K ﹤0.01%
4,087
-41,517
1322
$37K ﹤0.01%
1,749
-3,095
1323
$36K ﹤0.01%
392
-1,584
1324
$36K ﹤0.01%
3,916
-4,834
1325
$36K ﹤0.01%
450
+345