Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$22K ﹤0.01%
800
-400
1302
$22K ﹤0.01%
+1,208
1303
$22K ﹤0.01%
3,627
-6,352
1304
$22K ﹤0.01%
+566
1305
$21K ﹤0.01%
+200
1306
$21K ﹤0.01%
180
-2,143
1307
$21K ﹤0.01%
+2,509
1308
$21K ﹤0.01%
610
-3,505
1309
$21K ﹤0.01%
+992
1310
$21K ﹤0.01%
+1,400
1311
$21K ﹤0.01%
+1,600
1312
$20K ﹤0.01%
+375
1313
$20K ﹤0.01%
14
-13
1314
$20K ﹤0.01%
+1,426
1315
$20K ﹤0.01%
329
+26
1316
$20K ﹤0.01%
1,395
+1,095
1317
$20K ﹤0.01%
+3,951
1318
$20K ﹤0.01%
+791
1319
$19K ﹤0.01%
525
1320
$19K ﹤0.01%
+2,160
1321
$19K ﹤0.01%
+1,500
1322
$19K ﹤0.01%
+1,067
1323
$19K ﹤0.01%
678
+600
1324
$19K ﹤0.01%
+777
1325
$19K ﹤0.01%
1,134
-1,166