Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$50K ﹤0.01%
+28,490
1277
$50K ﹤0.01%
11,087
+7,080
1278
$50K ﹤0.01%
1,775
+1,441
1279
$50K ﹤0.01%
2,187
-2,002
1280
$50K ﹤0.01%
+829
1281
$49K ﹤0.01%
19,445
-37,477
1282
$49K ﹤0.01%
756
+544
1283
$49K ﹤0.01%
931
-325
1284
$49K ﹤0.01%
7,438
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1285
$49K ﹤0.01%
30,936
+13,091
1286
$49K ﹤0.01%
+607
1287
$48K ﹤0.01%
11,868
-39,032
1288
$48K ﹤0.01%
8,814
-43
1289
$47K ﹤0.01%
5,393
+2,686
1290
$47K ﹤0.01%
+1,202
1291
$47K ﹤0.01%
9,340
+4,360
1292
$47K ﹤0.01%
2,930
-20,522
1293
$47K ﹤0.01%
+820
1294
$47K ﹤0.01%
+169
1295
$47K ﹤0.01%
10,194
-13,726
1296
$47K ﹤0.01%
10,270
-121,254
1297
$46K ﹤0.01%
+930
1298
$46K ﹤0.01%
+605
1299
$46K ﹤0.01%
2,603
+2,072
1300
$46K ﹤0.01%
+2,035