Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$43K ﹤0.01%
19,582
+15,027
1277
$43K ﹤0.01%
1,116
-796
1278
$42K ﹤0.01%
9,166
-18,205
1279
$42K ﹤0.01%
2,955
-2,625
1280
$42K ﹤0.01%
1,277
-2,090
1281
$42K ﹤0.01%
3,724
-14,285
1282
$41K ﹤0.01%
+400
1283
$41K ﹤0.01%
+16,185
1284
$41K ﹤0.01%
6,405
-4,041
1285
$41K ﹤0.01%
1,805
+1,072
1286
$41K ﹤0.01%
+6,572
1287
$41K ﹤0.01%
+3,586
1288
$41K ﹤0.01%
1,438
+1,321
1289
$41K ﹤0.01%
+71
1290
$41K ﹤0.01%
1,134
+747
1291
$41K ﹤0.01%
945
-6,248
1292
$41K ﹤0.01%
30,105
+16,091
1293
$41K ﹤0.01%
+12,121
1294
$41K ﹤0.01%
2,831
-50,727
1295
$40K ﹤0.01%
552
+134
1296
$40K ﹤0.01%
156
+55
1297
$40K ﹤0.01%
14,211
+13,247
1298
$39K ﹤0.01%
3,221
+3,133
1299
$39K ﹤0.01%
233
-930
1300
$39K ﹤0.01%
+6,602