Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TXT icon
1226
Textron
TXT
$14.5B
$65K ﹤0.01%
+908
FPXI icon
1227
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$155M
$64K ﹤0.01%
+1,365
GROY icon
1228
Gold Royalty Corp
GROY
$570M
$64K ﹤0.01%
45,129
-9,256
LU icon
1229
Lufax Holding
LU
$2.45B
$64K ﹤0.01%
21,657
+4,441
HIBS icon
1230
Direxion Daily S&P 500 High Beta Bear 3X Shares
HIBS
$27.4M
$63K ﹤0.01%
+2,513
MYO icon
1231
Myomo
MYO
$32.3M
$63K ﹤0.01%
13,292
-3,806
RDWR icon
1232
Radware
RDWR
$989M
$63K ﹤0.01%
2,958
+1,000
TNK icon
1233
Teekay Tankers
TNK
$2.1B
$63K ﹤0.01%
+1,670
QQQI icon
1234
NEOS Nasdaq 100 High Income ETF
QQQI
$4.8B
$63K ﹤0.01%
1,331
+1,284
ACA icon
1235
Arcosa
ACA
$4.86B
$62K ﹤0.01%
807
-139
BDRY icon
1236
Breakwave Dry Bulk Shipping ETF
BDRY
$47.8M
$62K ﹤0.01%
9,933
+6,889
JRVR icon
1237
James River Group
JRVR
$253M
$62K ﹤0.01%
14,933
+11,284
MTLS
1238
Materialise
MTLS
$341M
$62K ﹤0.01%
12,646
+8,679
UBSI icon
1239
United Bankshares
UBSI
$5.16B
$62K ﹤0.01%
+1,809
WEX icon
1240
WEX
WEX
$5B
$62K ﹤0.01%
400
+398
APLE icon
1241
Apple Hospitality REIT
APLE
$2.76B
$61K ﹤0.01%
+4,793
GTN icon
1242
Gray Television
GTN
$492M
$61K ﹤0.01%
14,325
-6,290
ORA icon
1243
Ormat Technologies
ORA
$6.9B
$61K ﹤0.01%
+871
PESI icon
1244
Perma-Fix Environmental Services
PESI
$238M
$61K ﹤0.01%
+8,419
BLND icon
1245
Blend Labs
BLND
$725M
$60K ﹤0.01%
+18,158
CGAU
1246
Centerra Gold
CGAU
$2.3B
$60K ﹤0.01%
9,497
-11,486
SHOO icon
1247
Steven Madden
SHOO
$2.78B
$60K ﹤0.01%
+2,267
TRUE icon
1248
TrueCar
TRUE
$195M
$60K ﹤0.01%
38,580
+10,741
CRL icon
1249
Charles River Laboratories
CRL
$8.27B
$59K ﹤0.01%
394
-1,625
LTRX icon
1250
Lantronix
LTRX
$198M
$59K ﹤0.01%
23,827
-43,255