Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$29K ﹤0.01%
2,600
+1,050
1227
$29K ﹤0.01%
+669
1228
$29K ﹤0.01%
8,856
+8,843
1229
$29K ﹤0.01%
6,733
+4,934
1230
$29K ﹤0.01%
+806
1231
$29K ﹤0.01%
1,343
+81
1232
$29K ﹤0.01%
161
+132
1233
$29K ﹤0.01%
+342
1234
$29K ﹤0.01%
569
-1,864
1235
$28K ﹤0.01%
8,649
-2,515
1236
$28K ﹤0.01%
+1,790
1237
$28K ﹤0.01%
1,894
-83,473
1238
$27K ﹤0.01%
+983
1239
$27K ﹤0.01%
7,770
-14,081
1240
$27K ﹤0.01%
+1,115
1241
$27K ﹤0.01%
2,207
-4,766
1242
$27K ﹤0.01%
+2,318
1243
$27K ﹤0.01%
1,307
-7,263
1244
$27K ﹤0.01%
+1,173
1245
$27K ﹤0.01%
+1,225
1246
$27K ﹤0.01%
1,866
+1,341
1247
$26K ﹤0.01%
1,452
-6,660
1248
$26K ﹤0.01%
+2,214
1249
$26K ﹤0.01%
+3,823
1250
$26K ﹤0.01%
+1,554