Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$5.71M 0.15%
133,048
+67,813
102
$5.39M 0.15%
+37,369
103
$5.39M 0.15%
+39,639
104
$5.21M 0.14%
+135,595
105
$5.05M 0.14%
+24,049
106
$5.02M 0.14%
+91,103
107
$4.98M 0.13%
972,664
+61,948
108
$4.96M 0.13%
201,899
+94,356
109
$4.87M 0.13%
504,169
-271,637
110
$4.81M 0.13%
23,375
-19,040
111
$4.79M 0.13%
705,719
+533,466
112
$4.75M 0.13%
19,377
+18,266
113
$4.74M 0.13%
300,888
+294,699
114
$4.72M 0.13%
140,768
+96,716
115
$4.72M 0.13%
84,604
-20,864
116
$4.67M 0.13%
17,550
+15,137
117
$4.58M 0.12%
41,338
+16,776
118
$4.54M 0.12%
411,956
-117,687
119
$4.52M 0.12%
+210,776
120
$4.42M 0.12%
507,190
+292,251
121
$4.4M 0.12%
+246,121
122
$4.37M 0.12%
202,888
+68,303
123
$4.34M 0.12%
530,872
+462,813
124
$4.32M 0.12%
54,477
-38,742
125
$4.24M 0.11%
+141,526