Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$6.93M ﹤0.01%
165,847
+131,802
102
$6.73M ﹤0.01%
37,719
+21,251
103
$6.69M ﹤0.01%
20,153
-11,109
104
$6.48M ﹤0.01%
805,984
-92,836
105
$6.29M ﹤0.01%
317,286
+126,274
106
$6.27M ﹤0.01%
+24,073
107
$6.08M ﹤0.01%
+36,453
108
$6.08M ﹤0.01%
65,726
-113,533
109
$5.85M ﹤0.01%
+43,278
110
$5.83M ﹤0.01%
23,597
+10,631
111
$5.77M ﹤0.01%
29,217
-86,095
112
$5.77M ﹤0.01%
+30,892
113
$5.74M ﹤0.01%
272,248
-3,244
114
$5.66M ﹤0.01%
+181,896
115
$5.63M ﹤0.01%
442,951
+173,940
116
$5.58M ﹤0.01%
427,981
-12,164
117
$5.55M ﹤0.01%
166,067
+145,927
118
$5.49M ﹤0.01%
+61,882
119
$5.42M ﹤0.01%
180,098
+148,339
120
$5.41M ﹤0.01%
1,241,947
+152,975
121
$5.3M ﹤0.01%
79,041
+16,551
122
$5.29M ﹤0.01%
155,033
+1,715
123
$5.13M ﹤0.01%
33,542
-19,576
124
$5.06M ﹤0.01%
77,815
-11,312
125
$5.02M ﹤0.01%
+225,901