Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$6.71M ﹤0.01%
+526,556
102
$6.54M ﹤0.01%
90,974
-64,557
103
$6.53M ﹤0.01%
228,199
+143,101
104
$6.47M ﹤0.01%
25,931
+16,482
105
$6.42M ﹤0.01%
1,510,967
+421,470
106
$6.24M ﹤0.01%
82,185
+31,391
107
$6.18M ﹤0.01%
440,145
+377,770
108
$6.11M ﹤0.01%
+106,624
109
$5.95M ﹤0.01%
101,706
+88,655
110
$5.93M ﹤0.01%
113,618
+65,143
111
$5.93M ﹤0.01%
188,994
+140,087
112
$5.93M ﹤0.01%
168,077
+59,618
113
$5.89M ﹤0.01%
+496,450
114
$5.78M ﹤0.01%
48,687
+13,051
115
$5.72M ﹤0.01%
35,124
+14,436
116
$5.7M ﹤0.01%
53,303
+31,573
117
$5.68M ﹤0.01%
67,203
+32,409
118
$5.63M ﹤0.01%
153,307
+45,506
119
$5.42M ﹤0.01%
40,044
+5,137
120
$5.41M ﹤0.01%
82,055
+71,912
121
$5.26M ﹤0.01%
217,036
-143,638
122
$5.19M ﹤0.01%
462,042
-292,703
123
$5.18M ﹤0.01%
29,066
-68,643
124
$5.1M ﹤0.01%
31,467
-107,178
125
$5.02M ﹤0.01%
59,853
-92,589