Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$6.22M ﹤0.01%
328,415
+119,170
102
$6.17M ﹤0.01%
66,063
+40,155
103
$6.13M ﹤0.01%
6,984
-823
104
$6.08M ﹤0.01%
64,585
+63,368
105
$6.01M ﹤0.01%
177,092
+174,135
106
$5.94M ﹤0.01%
+32,633
107
$5.83M ﹤0.01%
+71,732
108
$5.81M ﹤0.01%
111,586
-13,832
109
$5.77M ﹤0.01%
41,208
+21,453
110
$5.65M ﹤0.01%
158,569
+146,432
111
$5.58M ﹤0.01%
24,112
-5,385
112
$5.49M ﹤0.01%
333,361
+319,769
113
$5.43M ﹤0.01%
+95,964
114
$5.43M ﹤0.01%
22,259
+8,683
115
$5.39M ﹤0.01%
+154,923
116
$5.39M ﹤0.01%
+29,382
117
$5.36M ﹤0.01%
205,989
-31,730
118
$5.26M ﹤0.01%
+31,840
119
$5.18M ﹤0.01%
118,947
+117,485
120
$5.17M ﹤0.01%
27,729
-8,398
121
$5.17M ﹤0.01%
227,770
+45,934
122
$5.13M ﹤0.01%
+341,977
123
$5.08M ﹤0.01%
+84,576
124
$5.07M ﹤0.01%
12,353
-5,321
125
$5.06M ﹤0.01%
+54,353