Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.35B
AUM Growth
+$144M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,710
New
Increased
Reduced
Closed

Top Buys

1 +$60M
2 +$58.5M
3 +$52.5M
4
PYPL icon
PayPal
PYPL
+$40.9M
5
NFLX icon
Netflix
NFLX
+$29.7M

Top Sells

1 +$48.7M
2 +$45.2M
3 +$40.6M
4
OIH icon
VanEck Oil Services ETF
OIH
+$34.2M
5
ENPH icon
Enphase Energy
ENPH
+$27.2M

Sector Composition

1 Technology 21.17%
2 Healthcare 10.88%
3 Consumer Discretionary 10.73%
4 Communication Services 10.55%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$5.23M ﹤0.01%
22,642
+10,278
102
$5.19M ﹤0.01%
+145,671
103
$5.14M ﹤0.01%
+87,181
104
$5.14M ﹤0.01%
100,755
+60,124
105
$5.11M ﹤0.01%
18,050
+5,124
106
$5.1M ﹤0.01%
+28,632
107
$4.96M ﹤0.01%
+259,902
108
$4.95M ﹤0.01%
76,094
-90,340
109
$4.94M ﹤0.01%
368,066
+366,216
110
$4.9M ﹤0.01%
+6,817
111
$4.86M ﹤0.01%
43,261
+23,260
112
$4.81M ﹤0.01%
463,413
+164,686
113
$4.58M ﹤0.01%
130,964
+48,780
114
$4.54M ﹤0.01%
+22,593
115
$4.54M ﹤0.01%
455,019
+235,297
116
$4.52M ﹤0.01%
21,393
+21,293
117
$4.51M ﹤0.01%
45,514
-258,463
118
$4.47M ﹤0.01%
+20,129
119
$4.46M ﹤0.01%
+20,973
120
$4.43M ﹤0.01%
88,723
-5,569
121
$4.4M ﹤0.01%
+86,348
122
$4.34M ﹤0.01%
106,059
+92,015
123
$4.32M ﹤0.01%
+67,200
124
$4.24M ﹤0.01%
109,549
+4,004
125
$4.1M ﹤0.01%
+35,835