Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$5.06M 0.2%
+49,794
102
$5.03M 0.19%
+690,960
103
$5M 0.19%
12,460
-4,437
104
$5M 0.19%
136,530
+31,630
105
$4.99M 0.19%
42,209
-38,828
106
$4.96M 0.19%
+51,984
107
$4.83M 0.19%
9,864
+3,899
108
$4.73M 0.18%
+153,920
109
$4.73M 0.18%
205,480
+21,077
110
$4.67M 0.18%
137,346
+82,040
111
$4.66M 0.18%
+95,440
112
$4.63M 0.18%
60,959
+36,194
113
$4.37M 0.17%
+86,960
114
$4.33M 0.17%
112,448
+68,809
115
$4.33M 0.17%
57,334
+44,260
116
$4.31M 0.17%
171,483
+162,096
117
$4.25M 0.16%
+149,639
118
$4.23M 0.16%
134,749
-31,197
119
$4.21M 0.16%
7,647
-1,473
120
$4.2M 0.16%
23,651
-147,859
121
$4.11M 0.16%
52,870
+33,322
122
$4.09M 0.16%
31,874
+7,541
123
$4.09M 0.16%
838,606
+837,746
124
$4.04M 0.16%
14,211
+11,374
125
$4M 0.15%
74,317
+53,451