Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$5.06M 0.01%
+49,794
102
$5.03M 0.01%
+690,960
103
$5M 0.01%
12,460
-4,437
104
$5M 0.01%
136,530
+31,630
105
$4.99M 0.01%
42,209
-38,828
106
$4.96M 0.01%
+51,984
107
$4.83M 0.01%
9,864
+3,899
108
$4.73M 0.01%
+153,920
109
$4.73M 0.01%
205,480
+21,077
110
$4.67M 0.01%
68,673
+41,020
111
$4.66M 0.01%
+95,440
112
$4.63M 0.01%
60,959
+36,194
113
$4.37M ﹤0.01%
+86,960
114
$4.33M ﹤0.01%
112,448
+68,809
115
$4.33M ﹤0.01%
57,334
+44,260
116
$4.31M ﹤0.01%
171,483
+162,096
117
$4.25M ﹤0.01%
+149,639
118
$4.23M ﹤0.01%
134,749
-31,197
119
$4.21M ﹤0.01%
7,647
-1,473
120
$4.2M ﹤0.01%
23,651
-147,859
121
$4.11M ﹤0.01%
52,870
+33,322
122
$4.09M ﹤0.01%
31,874
+7,541
123
$4.09M ﹤0.01%
838,606
+837,746
124
$4.04M ﹤0.01%
14,211
+11,374
125
$4M ﹤0.01%
74,317
+53,451