Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$4.58M ﹤0.01%
57,443
+29,340
102
$4.47M ﹤0.01%
+2,556
103
$4.47M ﹤0.01%
104,900
-211,660
104
$4.42M ﹤0.01%
17,014
+8,823
105
$4.35M ﹤0.01%
120,765
+116,573
106
$4.33M ﹤0.01%
42,375
-146,353
107
$4.27M ﹤0.01%
+31,417
108
$4.21M ﹤0.01%
23,806
+16,589
109
$4.21M ﹤0.01%
14,287
-518
110
$4.08M ﹤0.01%
+124,055
111
$3.95M ﹤0.01%
126,835
+58,032
112
$3.93M ﹤0.01%
83,776
-26,731
113
$3.9M ﹤0.01%
+217,733
114
$3.89M ﹤0.01%
59,360
-6,888
115
$3.88M ﹤0.01%
+9,951
116
$3.87M ﹤0.01%
202,918
+29,286
117
$3.83M ﹤0.01%
+139,904
118
$3.82M ﹤0.01%
74,329
-10,949
119
$3.79M ﹤0.01%
107,934
+52,856
120
$3.73M ﹤0.01%
+15,129
121
$3.73M ﹤0.01%
40,683
+12,938
122
$3.73M ﹤0.01%
+61,135
123
$3.73M ﹤0.01%
31,224
+9,291
124
$3.72M ﹤0.01%
200,389
+54,889
125
$3.71M ﹤0.01%
16,621
-3,878