Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$6.34M 0.01%
103,521
+1,688
102
$6.31M 0.01%
80,845
-3,490
103
$6.12M 0.01%
25,437
+1,504
104
$6.12M 0.01%
54,679
+35,317
105
$6.12M 0.01%
105,938
+29,724
106
$6.06M 0.01%
43,178
-12,060
107
$6M 0.01%
20,075
+2,554
108
$5.97M 0.01%
215,702
+17,708
109
$5.93M 0.01%
131,915
+14,931
110
$5.88M 0.01%
123,396
+58
111
$5.83M 0.01%
56,644
-4,604
112
$5.72M 0.01%
23,836
+85
113
$5.61M 0.01%
370,620
-10,386
114
$5.46M 0.01%
162,964
+10,827
115
$5.42M 0.01%
95,876
+423
116
$5.37M 0.01%
639,837
+559,961
117
$5.35M 0.01%
24,701
-2,034
118
$5.3M 0.01%
20,509
-1,200
119
$5.25M ﹤0.01%
24,546
+300
120
$5.24M ﹤0.01%
158,371
+14,494
121
$5.22M ﹤0.01%
164,343
+51,379
122
$5.16M ﹤0.01%
127,329
-12,272
123
$5.09M ﹤0.01%
70,659
-47
124
$5.05M ﹤0.01%
8,159
+100
125
$5.05M ﹤0.01%
56,882
+7,414