Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$4.22M 0.01%
+56,152
102
$4.2M 0.01%
57,376
+41,925
103
$4.2M 0.01%
231,857
+174,499
104
$4.16M 0.01%
202,644
+64,185
105
$4.15M 0.01%
44,888
+10,876
106
$4.14M 0.01%
185,213
-10,113
107
$4.05M 0.01%
169,174
-36,656
108
$4.01M 0.01%
34,968
+32,368
109
$3.94M 0.01%
44,783
-126,283
110
$3.92M 0.01%
26,839
-3,947
111
$3.89M 0.01%
312,188
+96,695
112
$3.89M 0.01%
178,170
+128,932
113
$3.87M 0.01%
84,126
+52,768
114
$3.79M ﹤0.01%
9,891
+6,849
115
$3.79M ﹤0.01%
16,892
+14,250
116
$3.77M ﹤0.01%
54,298
+26,892
117
$3.62M ﹤0.01%
71,993
+44,101
118
$3.62M ﹤0.01%
20,277
+2,932
119
$3.58M ﹤0.01%
85,532
-84,562
120
$3.57M ﹤0.01%
16,508
+82
121
$3.48M ﹤0.01%
49,424
+35,730
122
$3.46M ﹤0.01%
59,177
+39,823
123
$3.45M ﹤0.01%
+22,590
124
$3.44M ﹤0.01%
263,720
+186,320
125
$3.39M ﹤0.01%
+91,442