Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.8B
AUM Growth
-$216M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,846
New
Increased
Reduced
Closed

Top Buys

1 +$102M
2 +$29.6M
3 +$21.9M
4
BA icon
Boeing
BA
+$18.8M
5
TGT icon
Target
TGT
+$13.5M

Top Sells

1 +$94.2M
2 +$91.2M
3 +$81.5M
4
NVDA icon
NVIDIA
NVDA
+$60M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Sector Composition

1 Consumer Discretionary 21.73%
2 Technology 16.48%
3 Healthcare 9.06%
4 Financials 8.3%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$3.38M ﹤0.01%
41,471
+40,668
102
$3.36M ﹤0.01%
120,170
-200,446
103
$3.3M ﹤0.01%
195,326
+140,452
104
$3.27M ﹤0.01%
+30,200
105
$3.26M ﹤0.01%
176,035
+141,585
106
$3.11M ﹤0.01%
30,418
-12,011
107
$3.09M ﹤0.01%
110,229
+40,118
108
$3.08M ﹤0.01%
+53,569
109
$3.06M ﹤0.01%
9,164
+8,654
110
$3.06M ﹤0.01%
73,679
-168,874
111
$2.97M ﹤0.01%
+50,014
112
$2.95M ﹤0.01%
57,453
+48,247
113
$2.92M ﹤0.01%
37,829
+35,761
114
$2.89M ﹤0.01%
+5,896
115
$2.86M ﹤0.01%
+286,122
116
$2.81M ﹤0.01%
+17,345
117
$2.81M ﹤0.01%
39,086
-32,310
118
$2.8M ﹤0.01%
+54,054
119
$2.78M ﹤0.01%
90,913
+27,287
120
$2.78M ﹤0.01%
36,967
-5,389
121
$2.74M ﹤0.01%
26,660
-7,425
122
$2.74M ﹤0.01%
35,999
+10,749
123
$2.74M ﹤0.01%
300,081
+211,179
124
$2.71M ﹤0.01%
12,352
-9,315
125
$2.69M ﹤0.01%
+24,848