Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$3.9M 0.01%
+118,252
102
$3.9M 0.01%
439,876
+439,131
103
$3.85M 0.01%
96,212
+96,012
104
$3.82M 0.01%
3,877
+860
105
$3.77M 0.01%
13,292
+13,192
106
$3.73M 0.01%
18,883
+4,872
107
$3.71M 0.01%
16,895
-2,925
108
$3.69M 0.01%
42,429
+6,863
109
$3.49M 0.01%
8,621
+5,276
110
$3.47M 0.01%
+34,290
111
$3.47M 0.01%
26,589
-36,892
112
$3.45M 0.01%
+42,356
113
$3.41M 0.01%
172,061
+60,651
114
$3.39M 0.01%
29,936
+4,637
115
$3.36M 0.01%
19,808
+9,235
116
$3.31M 0.01%
14,622
-5,388
117
$3.27M 0.01%
43,213
+520
118
$3.27M 0.01%
92,046
+66,782
119
$3.23M 0.01%
33,111
+9,053
120
$3.21M 0.01%
60,767
+55,177
121
$3.15M 0.01%
180,411
+119,466
122
$3.14M 0.01%
12,498
+339
123
$3.11M 0.01%
25,250
+4,773
124
$3.02M ﹤0.01%
34,085
+31,892
125
$2.98M ﹤0.01%
64,407
-32,576