Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.02B
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,607
New
Increased
Reduced
Closed

Top Buys

1 +$48.9M
2 +$25.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
FDX icon
FedEx
FDX
+$13.6M

Top Sells

1 +$62.1M
2 +$36.4M
3 +$17.5M
4
NFLX icon
Netflix
NFLX
+$16.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.6M

Sector Composition

1 Consumer Discretionary 16.74%
2 Technology 16.32%
3 Healthcare 12.17%
4 Industrials 12.14%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$1.9M 0.01%
13,650
-12,327
102
$1.89M 0.01%
+17,684
103
$1.88M 0.01%
+8,633
104
$1.88M 0.01%
58,680
+24,453
105
$1.88M 0.01%
71,537
-65,568
106
$1.87M 0.01%
+14,735
107
$1.85M 0.01%
33,588
-80,570
108
$1.84M 0.01%
+13,824
109
$1.83M 0.01%
+14,202
110
$1.82M 0.01%
+57,793
111
$1.82M 0.01%
21,275
+14,296
112
$1.81M 0.01%
196,083
+131,925
113
$1.76M 0.01%
13,832
-7,285
114
$1.76M 0.01%
+21,480
115
$1.75M 0.01%
10,200
+2,302
116
$1.74M 0.01%
11,300
-4,507
117
$1.74M ﹤0.01%
2,467
+2,347
118
$1.74M ﹤0.01%
17,645
-8,032
119
$1.71M ﹤0.01%
20,780
-768
120
$1.71M ﹤0.01%
72,193
+43,713
121
$1.7M ﹤0.01%
+42,457
122
$1.68M ﹤0.01%
33,357
+12,966
123
$1.68M ﹤0.01%
+21,928
124
$1.66M ﹤0.01%
23,378
+22,733
125
$1.65M ﹤0.01%
+26,815