Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$2.14M 0.01%
12,970
+2,534
102
$2.14M 0.01%
26,813
-21,973
103
$2.14M 0.01%
48,965
+28,940
104
$2.13M 0.01%
26,618
+12,169
105
$2.1M 0.01%
86,431
+73,940
106
$2.01M 0.01%
42,686
-6,810
107
$1.99M 0.01%
+21,436
108
$1.98M 0.01%
28,999
+8,294
109
$1.98M 0.01%
46,186
+44,872
110
$1.97M 0.01%
199,545
+43,380
111
$1.97M 0.01%
30,252
+26,652
112
$1.93M 0.01%
+13,834
113
$1.89M 0.01%
40,195
+37,849
114
$1.87M 0.01%
13,971
+13,881
115
$1.86M 0.01%
+72,397
116
$1.86M 0.01%
43,577
+22,948
117
$1.84M 0.01%
7,036
-6,282
118
$1.84M 0.01%
21,548
-20,941
119
$1.81M ﹤0.01%
15,028
+14,683
120
$1.8M ﹤0.01%
+46,914
121
$1.78M ﹤0.01%
+6,844
122
$1.77M ﹤0.01%
71,720
+43,945
123
$1.77M ﹤0.01%
+44,555
124
$1.74M ﹤0.01%
150,776
+3,026
125
$1.74M ﹤0.01%
+34,560