Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$2.28M 0.1%
36,111
-2,759
102
$2.26M 0.1%
93,102
-379,243
103
$2.25M 0.1%
+52,447
104
$2.25M 0.1%
21,528
-1,746
105
$2.22M 0.1%
15,686
-25,304
106
$2.21M 0.1%
126,199
+15,739
107
$2.2M 0.1%
+33,734
108
$2.17M 0.09%
+66,854
109
$2.14M 0.09%
165,554
-89,393
110
$2.13M 0.09%
24,088
+16,840
111
$2.1M 0.09%
+31,035
112
$2.09M 0.09%
36,635
-26,463
113
$2.07M 0.09%
12,222
-59,293
114
$2.03M 0.09%
61,419
+39,714
115
$2.02M 0.09%
+32,679
116
$2.02M 0.09%
+18,127
117
$2M 0.09%
+26,652
118
$2M 0.09%
38,171
-8,888
119
$1.98M 0.09%
36,903
-3,046
120
$1.97M 0.09%
70,683
+24,992
121
$1.96M 0.09%
175,482
+94,754
122
$1.95M 0.08%
32,695
-64,172
123
$1.94M 0.08%
38,638
-15,326
124
$1.86M 0.08%
28,632
-149,681
125
$1.84M 0.08%
106,704
-211,195