Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$1.77M 0.11%
52,921
+44,772
102
$1.75M 0.1%
+15,147
103
$1.75M 0.1%
44,766
+14,338
104
$1.71M 0.1%
+46,484
105
$1.7M 0.1%
26,425
+9,712
106
$1.56M 0.09%
+11,096
107
$1.53M 0.09%
+38,696
108
$1.52M 0.09%
+50,154
109
$1.52M 0.09%
+9,217
110
$1.49M 0.09%
+27,841
111
$1.48M 0.09%
44,872
-121,528
112
$1.48M 0.09%
+16,509
113
$1.48M 0.09%
+19,529
114
$1.46M 0.09%
48,436
-150,033
115
$1.46M 0.09%
20,910
+14,303
116
$1.45M 0.09%
35,574
-13,281
117
$1.45M 0.09%
+27,706
118
$1.43M 0.09%
24,492
-26,190
119
$1.42M 0.08%
11,958
+6,117
120
$1.41M 0.08%
16,968
+16,770
121
$1.41M 0.08%
+9,283
122
$1.4M 0.08%
15,359
+8,895
123
$1.4M 0.08%
9,578
-6,836
124
$1.4M 0.08%
+23,422
125
$1.39M 0.08%
59,137
+16,941