Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$945K 0.11%
+5,876
102
$942K 0.11%
+4,487
103
$940K 0.11%
18,365
+7,030
104
$928K 0.11%
34,474
+24,798
105
$925K 0.11%
16,044
+13,954
106
$914K 0.11%
26,554
+11,676
107
$909K 0.11%
8,393
-9,687
108
$903K 0.11%
10,622
+9,823
109
$898K 0.1%
574
-133
110
$893K 0.1%
3,003
-10,714
111
$860K 0.1%
15,866
-3,476
112
$859K 0.1%
10,189
-7,922
113
$857K 0.1%
+7,499
114
$852K 0.1%
44,978
+41,209
115
$848K 0.1%
29,724
+6,546
116
$825K 0.1%
+8,816
117
$824K 0.1%
8,753
+7,133
118
$819K 0.1%
6,865
+4,422
119
$814K 0.09%
+24,375
120
$814K 0.09%
13,752
+3,373
121
$813K 0.09%
13,478
+10,845
122
$812K 0.09%
22,043
+20,085
123
$807K 0.09%
+6,372
124
$798K 0.09%
10,730
+3,299
125
$789K 0.09%
15,634
-29,532