Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$89K ﹤0.01%
5,062
-1,430
1202
$89K ﹤0.01%
44,126
-25,604
1203
$89K ﹤0.01%
6,759
+6,312
1204
$89K ﹤0.01%
16,145
+8,991
1205
$89K ﹤0.01%
7,666
+765
1206
$88K ﹤0.01%
+23,194
1207
$88K ﹤0.01%
6,260
-1,926
1208
$87K ﹤0.01%
746
-1,508
1209
$87K ﹤0.01%
3,799
+3,618
1210
$87K ﹤0.01%
28,354
+10,117
1211
$87K ﹤0.01%
+2,422
1212
$87K ﹤0.01%
1,613
+1,611
1213
$86K ﹤0.01%
3,806
+3,430
1214
$86K ﹤0.01%
15,290
+6,030
1215
$86K ﹤0.01%
17,833
+14,748
1216
$85K ﹤0.01%
+6,546
1217
$85K ﹤0.01%
+1,521
1218
$85K ﹤0.01%
11,044
-17,983
1219
$84K ﹤0.01%
5,578
+1,458
1220
$83K ﹤0.01%
250
-466
1221
$83K ﹤0.01%
2,869
-1,405,632
1222
$83K ﹤0.01%
+503
1223
$83K ﹤0.01%
25,044
+21,705
1224
$83K ﹤0.01%
21,858
-54,356
1225
$82K ﹤0.01%
+14,731