Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$41K ﹤0.01%
+14,351
1202
$41K ﹤0.01%
22,801
-9,809
1203
$41K ﹤0.01%
+3,184
1204
$41K ﹤0.01%
+13,059
1205
$40K ﹤0.01%
+1,791
1206
$40K ﹤0.01%
1,443
+1,211
1207
$40K ﹤0.01%
+6,717
1208
$40K ﹤0.01%
1,214
+235
1209
$40K ﹤0.01%
+899
1210
$40K ﹤0.01%
5,936
+3,821
1211
$40K ﹤0.01%
2,847
-6,074
1212
$40K ﹤0.01%
+5,823
1213
$40K ﹤0.01%
9,653
-41,151
1214
$40K ﹤0.01%
1,446
+1,355
1215
$40K ﹤0.01%
4,032
+1,085
1216
$40K ﹤0.01%
+2,349
1217
$39K ﹤0.01%
5,069
+1,857
1218
$39K ﹤0.01%
750
+489
1219
$39K ﹤0.01%
5,958
+489
1220
$39K ﹤0.01%
1,122
-3,941
1221
$38K ﹤0.01%
+449
1222
$38K ﹤0.01%
+770
1223
$37K ﹤0.01%
1,989
-9,818
1224
$37K ﹤0.01%
485
-12,929
1225
$37K ﹤0.01%
+724