Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$273K ﹤0.01%
9,284
-1,100
1152
$273K ﹤0.01%
12,373
1153
$273K ﹤0.01%
878
-277
1154
$271K ﹤0.01%
25,888
-50
1155
$270K ﹤0.01%
13,578
+1,931
1156
$269K ﹤0.01%
54
-1
1157
$268K ﹤0.01%
15,415
-2,800
1158
$268K ﹤0.01%
1,560
-5
1159
$267K ﹤0.01%
20,023
-1,089
1160
$266K ﹤0.01%
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1161
$266K ﹤0.01%
1,175
1162
$265K ﹤0.01%
39,131
1163
$265K ﹤0.01%
6,340
1164
$265K ﹤0.01%
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1165
$264K ﹤0.01%
2,052
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$264K ﹤0.01%
4,319
-200
1167
$264K ﹤0.01%
62,075
+11
1168
$263K ﹤0.01%
9,139
+100
1169
$263K ﹤0.01%
6,510
+200
1170
$263K ﹤0.01%
24,566
1171
$263K ﹤0.01%
3,804
1172
$262K ﹤0.01%
2,941
1173
$262K ﹤0.01%
591
+1
1174
$262K ﹤0.01%
81,647
1175
$262K ﹤0.01%
26,038
+200