Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$116K ﹤0.01%
+6,115
1127
$116K ﹤0.01%
5,630
-57,846
1128
$116K ﹤0.01%
10,673
-5,393
1129
$115K ﹤0.01%
+3,630
1130
$115K ﹤0.01%
65,386
+21,471
1131
$114K ﹤0.01%
3,799
+3,585
1132
$113K ﹤0.01%
+12,503
1133
$113K ﹤0.01%
+10,913
1134
$113K ﹤0.01%
+3,002
1135
$113K ﹤0.01%
28,001
-40,376
1136
$113K ﹤0.01%
42,554
+8,551
1137
$112K ﹤0.01%
7,289
+5,897
1138
$112K ﹤0.01%
+9,767
1139
$112K ﹤0.01%
+5,594
1140
$111K ﹤0.01%
687
+362
1141
$111K ﹤0.01%
20,146
+10,213
1142
$111K ﹤0.01%
+29,217
1143
$111K ﹤0.01%
2,460
-232
1144
$110K ﹤0.01%
1,517
+1,360
1145
$109K ﹤0.01%
+2,502
1146
$109K ﹤0.01%
18,578
-13,778
1147
$109K ﹤0.01%
17,957
+11,663
1148
$109K ﹤0.01%
+6,648
1149
$108K ﹤0.01%
6,601
+5,801
1150
$108K ﹤0.01%
29,880
+16,659