Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$187K ﹤0.01%
7,046
+7,020
1127
$187K ﹤0.01%
4,831
+2,990
1128
$187K ﹤0.01%
+2,751
1129
$186K ﹤0.01%
+3,026
1130
$186K ﹤0.01%
+62,426
1131
$186K ﹤0.01%
25,627
+25,527
1132
$186K ﹤0.01%
12,758
+9,067
1133
$185K ﹤0.01%
9,734
+8,122
1134
$185K ﹤0.01%
22,130
+17,984
1135
$185K ﹤0.01%
+3,810
1136
$185K ﹤0.01%
+12,066
1137
$184K ﹤0.01%
+14,191
1138
$184K ﹤0.01%
3,054
+889
1139
$184K ﹤0.01%
39,660
-179,285
1140
$183K ﹤0.01%
10,602
-8,422
1141
$183K ﹤0.01%
8,185
+8,174
1142
$183K ﹤0.01%
+1,272
1143
$182K ﹤0.01%
+1,807
1144
$182K ﹤0.01%
+1,945
1145
$182K ﹤0.01%
12,219
-98,813
1146
$181K ﹤0.01%
34,274
+7,868
1147
$181K ﹤0.01%
17,269
-300
1148
$181K ﹤0.01%
+3,264
1149
$181K ﹤0.01%
3,154
-18,791
1150
$180K ﹤0.01%
12,283
-20,821