Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$70K ﹤0.01%
6,913
-13,364
1127
$70K ﹤0.01%
34
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1128
$70K ﹤0.01%
1,609
-261
1129
$69K ﹤0.01%
+989
1130
$69K ﹤0.01%
506
-12,644
1131
$69K ﹤0.01%
384
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1132
$69K ﹤0.01%
+377
1133
$69K ﹤0.01%
6,945
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1134
$69K ﹤0.01%
496
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1135
$68K ﹤0.01%
1,227
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1136
$68K ﹤0.01%
15,052
+13,364
1137
$68K ﹤0.01%
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1138
$67K ﹤0.01%
10,436
-9,883
1139
$67K ﹤0.01%
+125
1140
$67K ﹤0.01%
9,400
-66,994
1141
$67K ﹤0.01%
7,632
-4,390
1142
$66K ﹤0.01%
16,190
+15,731
1143
$66K ﹤0.01%
29,942
+24,259
1144
$66K ﹤0.01%
+2,435
1145
$66K ﹤0.01%
22,379
+17,823
1146
$66K ﹤0.01%
938
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1147
$65K ﹤0.01%
+2,340
1148
$65K ﹤0.01%
412
-154
1149
$65K ﹤0.01%
2,868
-14,275
1150
$65K ﹤0.01%
462
+44