Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$38K ﹤0.01%
+6,868
1127
$38K ﹤0.01%
3,123
-374
1128
$38K ﹤0.01%
+1,114
1129
$38K ﹤0.01%
+1,100
1130
$38K ﹤0.01%
+9,125
1131
$37K ﹤0.01%
3,522
+3,142
1132
$37K ﹤0.01%
112
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1133
$37K ﹤0.01%
1,108
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1134
$37K ﹤0.01%
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1135
$37K ﹤0.01%
978
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1136
$37K ﹤0.01%
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1137
$37K ﹤0.01%
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1138
$37K ﹤0.01%
3,251
+2,016
1139
$37K ﹤0.01%
7,876
-31,207
1140
$36K ﹤0.01%
6,675
-7,279
1141
$36K ﹤0.01%
342
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1142
$36K ﹤0.01%
1,756
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1143
$36K ﹤0.01%
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1144
$36K ﹤0.01%
+310
1145
$36K ﹤0.01%
1,035
+720
1146
$36K ﹤0.01%
385
-2,642
1147
$36K ﹤0.01%
4
+1
1148
$36K ﹤0.01%
2,126
+1,366
1149
$36K ﹤0.01%
+627
1150
$36K ﹤0.01%
+810