Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$113K ﹤0.01%
6,406
+3,801
1102
$113K ﹤0.01%
10,733
+7,049
1103
$113K ﹤0.01%
+1,728
1104
$113K ﹤0.01%
+5,694
1105
$113K ﹤0.01%
16,403
+10,661
1106
$112K ﹤0.01%
1,659
+1,459
1107
$112K ﹤0.01%
2,675
-352
1108
$112K ﹤0.01%
3,104
+1,313
1109
$112K ﹤0.01%
7,277
-3,566
1110
$112K ﹤0.01%
+12,177
1111
$111K ﹤0.01%
5,264
-68,200
1112
$111K ﹤0.01%
3,179
+971
1113
$111K ﹤0.01%
+17,084
1114
$111K ﹤0.01%
4,395
+2,097
1115
$111K ﹤0.01%
13,298
+6,935
1116
$110K ﹤0.01%
17,418
+17,096
1117
$110K ﹤0.01%
1,400
+1,200
1118
$110K ﹤0.01%
10,718
-17,143
1119
$110K ﹤0.01%
632
+200
1120
$110K ﹤0.01%
3,362
-350
1121
$109K ﹤0.01%
3,112
-6,894
1122
$109K ﹤0.01%
+1,804
1123
$108K ﹤0.01%
+3,497
1124
$108K ﹤0.01%
1,568
-6,137
1125
$108K ﹤0.01%
16,176
+8,110