Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$24K ﹤0.01%
456
+390
1102
$24K ﹤0.01%
441
-3,110
1103
$24K ﹤0.01%
1,517
-8,741
1104
$23K ﹤0.01%
1,379
-10,505
1105
$23K ﹤0.01%
+1,886
1106
$23K ﹤0.01%
+271
1107
$23K ﹤0.01%
2,396
-1,918
1108
$23K ﹤0.01%
+625
1109
$23K ﹤0.01%
+437
1110
$23K ﹤0.01%
452
+268
1111
$23K ﹤0.01%
2,358
-10,708
1112
$23K ﹤0.01%
1,100
-964
1113
$23K ﹤0.01%
1,608
+1,073
1114
$22K ﹤0.01%
+1,105
1115
$22K ﹤0.01%
6,237
-10,232
1116
$22K ﹤0.01%
334
-1,522
1117
$22K ﹤0.01%
483
+432
1118
$22K ﹤0.01%
+835
1119
$22K ﹤0.01%
323
+110
1120
$22K ﹤0.01%
+649
1121
$21K ﹤0.01%
501
-618
1122
$21K ﹤0.01%
953
-2,136
1123
$21K ﹤0.01%
346
-297
1124
$21K ﹤0.01%
1,436
-1,627
1125
$21K ﹤0.01%
5,089
-5,536