Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$30K ﹤0.01%
+1,041
1102
$30K ﹤0.01%
34
-93
1103
$30K ﹤0.01%
+3,013
1104
$30K ﹤0.01%
1,138
+945
1105
$30K ﹤0.01%
2,833
-1,434
1106
$30K ﹤0.01%
756
-1,259
1107
$29K ﹤0.01%
1,101
+200
1108
$29K ﹤0.01%
1,614
-2,830
1109
$29K ﹤0.01%
+460
1110
$29K ﹤0.01%
+3,224
1111
$29K ﹤0.01%
260
+188
1112
$29K ﹤0.01%
1,229
-907
1113
$29K ﹤0.01%
3,043
-2,787
1114
$29K ﹤0.01%
4,969
-2,287
1115
$28K ﹤0.01%
3,353
-268
1116
$28K ﹤0.01%
+2,680
1117
$28K ﹤0.01%
+386
1118
$28K ﹤0.01%
142
+80
1119
$28K ﹤0.01%
+2,229
1120
$28K ﹤0.01%
+4,000
1121
$28K ﹤0.01%
855
+634
1122
$28K ﹤0.01%
+469
1123
$28K ﹤0.01%
2,848
+2,800
1124
$28K ﹤0.01%
208
+142
1125
$28K ﹤0.01%
+1,815