Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$134K ﹤0.01%
+1,236
1077
$134K ﹤0.01%
+6,384
1078
$134K ﹤0.01%
+23,428
1079
$133K ﹤0.01%
5,279
+2,320
1080
$132K ﹤0.01%
1,363
-1,550
1081
$132K ﹤0.01%
+20,514
1082
$130K ﹤0.01%
25,941
-16,059
1083
$130K ﹤0.01%
44,981
+10,684
1084
$130K ﹤0.01%
5,655
-16,896
1085
$130K ﹤0.01%
+1,854
1086
$129K ﹤0.01%
+62,460
1087
$129K ﹤0.01%
10,384
-53,295
1088
$128K ﹤0.01%
2,105
-14,773
1089
$128K ﹤0.01%
18,995
+13,095
1090
$128K ﹤0.01%
1,415
+793
1091
$127K ﹤0.01%
18,519
-9,265
1092
$127K ﹤0.01%
43,529
+30,769
1093
$126K ﹤0.01%
13,247
+4,452
1094
$126K ﹤0.01%
32,824
+19,401
1095
$126K ﹤0.01%
36,193
-680
1096
$125K ﹤0.01%
845
-84
1097
$125K ﹤0.01%
+2,244
1098
$125K ﹤0.01%
16,566
+15,096
1099
$124K ﹤0.01%
+76,800
1100
$124K ﹤0.01%
47,137
-13,164