Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PCRX icon
1076
Pacira BioSciences
PCRX
$949M
$99K ﹤0.01%
3,984
-12,608
KURA icon
1077
Kura Oncology
KURA
$858M
$98K ﹤0.01%
+14,863
MATV icon
1078
Mativ Holdings
MATV
$662M
$98K ﹤0.01%
15,805
-78,465
ACCD
1079
DELISTED
Accolade Inc
ACCD
$98K ﹤0.01%
14,146
-7,750
OMCL icon
1080
Omnicell
OMCL
$1.6B
$97K ﹤0.01%
2,796
-1,384
SFL icon
1081
SFL Corp
SFL
$1.01B
$97K ﹤0.01%
11,896
-25,158
VTEB icon
1082
Vanguard Tax-Exempt Bond Index Fund
VTEB
$39.7B
$97K ﹤0.01%
1,974
+411
PDYN icon
1083
Palladyne AI
PDYN
$292M
$97K ﹤0.01%
+16,551
CADL icon
1084
Candel Therapeutics
CADL
$277M
$96K ﹤0.01%
17,107
+12,538
CGEN icon
1085
Compugen
CGEN
$152M
$96K ﹤0.01%
65,874
+60,343
CSL icon
1086
Carlisle Companies
CSL
$13.3B
$96K ﹤0.01%
283
+96
NANC icon
1087
Unusual Whales Subversive Democratic Trading ETF
NANC
$255M
$96K ﹤0.01%
2,678
-605
FOSL icon
1088
Fossil Group
FOSL
$102M
$95K ﹤0.01%
83,164
-129,698
LUNG icon
1089
Pulmonx
LUNG
$78.2M
$95K ﹤0.01%
14,169
+14,118
WNS
1090
DELISTED
WNS Holdings
WNS
$95K ﹤0.01%
+1,551
BDN
1091
Brandywine Realty Trust
BDN
$589M
$93K ﹤0.01%
20,975
+20,085
DESP
1092
DELISTED
Despegar.com
DESP
$93K ﹤0.01%
4,985
-9,578
WVE icon
1093
Wave Life Sciences
WVE
$1.25B
$93K ﹤0.01%
11,514
+10,185
XYL icon
1094
Xylem
XYL
$36.8B
$93K ﹤0.01%
785
-1,476
AUR icon
1095
Aurora
AUR
$8.36B
$92K ﹤0.01%
+13,788
GAIN icon
1096
Gladstone Investment Corp
GAIN
$555M
$92K ﹤0.01%
6,907
+148
LIN icon
1097
Linde
LIN
$196B
$92K ﹤0.01%
+198
MLKN icon
1098
MillerKnoll
MLKN
$978M
$92K ﹤0.01%
4,810
+3,739
UTSL icon
1099
Direxion Daily Utilities Bull 3X Shares
UTSL
$35.3M
$92K ﹤0.01%
2,658
+2,161
CTLP icon
1100
Cantaloupe
CTLP
$778M
$91K ﹤0.01%
11,673
-55,003