Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$116K ﹤0.01%
+858
1077
$116K ﹤0.01%
+2,283
1078
$115K ﹤0.01%
+7,096
1079
$114K ﹤0.01%
1,509
-6,586
1080
$114K ﹤0.01%
+3,590
1081
$114K ﹤0.01%
553
-750
1082
$114K ﹤0.01%
54,295
+47,745
1083
$114K ﹤0.01%
+2,044
1084
$114K ﹤0.01%
+754
1085
0
1086
$114K ﹤0.01%
2,700
-74
1087
$113K ﹤0.01%
5,865
+171
1088
$112K ﹤0.01%
3,520
-5,056
1089
$112K ﹤0.01%
8,567
+8,113
1090
$112K ﹤0.01%
29,619
+5,839
1091
$111K ﹤0.01%
465
+208
1092
$111K ﹤0.01%
8,303
+3,422
1093
$111K ﹤0.01%
+1,537
1094
$110K ﹤0.01%
27,249
-17,443
1095
$110K ﹤0.01%
1,495
-15,902
1096
$110K ﹤0.01%
18,970
-2,653
1097
$110K ﹤0.01%
2,601
-541
1098
$110K ﹤0.01%
6,531
+6,406
1099
$109K ﹤0.01%
8,180
+5,706
1100
$109K ﹤0.01%
+6,573