Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$119K ﹤0.01%
2,800
-12,061
1077
$119K ﹤0.01%
+1,500
1078
$119K ﹤0.01%
40,912
+40,558
1079
$118K ﹤0.01%
+451
1080
$118K ﹤0.01%
+23,689
1081
$118K ﹤0.01%
2,420
+1,475
1082
$118K ﹤0.01%
+11,372
1083
$117K ﹤0.01%
+20,112
1084
$117K ﹤0.01%
1,364
+380
1085
$117K ﹤0.01%
15,436
+5,659
1086
$117K ﹤0.01%
1,236
-4,909
1087
$117K ﹤0.01%
+4,687
1088
$116K ﹤0.01%
3,520
-4,310
1089
$116K ﹤0.01%
46,960
+44,109
1090
$116K ﹤0.01%
103,997
+52,390
1091
$115K ﹤0.01%
3,270
+722
1092
$115K ﹤0.01%
1,051
-116
1093
$115K ﹤0.01%
24,216
-7,598
1094
$115K ﹤0.01%
10,111
-151,024
1095
$115K ﹤0.01%
4,951
+1,744
1096
$114K ﹤0.01%
492
-410
1097
$114K ﹤0.01%
1,124
+932
1098
$114K ﹤0.01%
6,846
-81,367
1099
$113K ﹤0.01%
+1,784
1100
$113K ﹤0.01%
19,294
+14,761