Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$207K ﹤0.01%
4,119
+2,920
1077
$207K ﹤0.01%
1,360
-6,198
1078
$207K ﹤0.01%
+738
1079
$207K ﹤0.01%
43,762
+40,619
1080
$206K ﹤0.01%
2,215
-451
1081
$205K ﹤0.01%
+2,940
1082
$205K ﹤0.01%
21,540
-36,600
1083
$205K ﹤0.01%
9,746
-1,929
1084
$204K ﹤0.01%
+4,055
1085
$204K ﹤0.01%
+11,183
1086
$204K ﹤0.01%
7,787
+7,142
1087
$203K ﹤0.01%
3,882
+3,582
1088
$202K ﹤0.01%
+8,952
1089
$202K ﹤0.01%
+59,109
1090
$201K ﹤0.01%
+5,954
1091
$200K ﹤0.01%
5,737
+4,335
1092
$200K ﹤0.01%
+5,241
1093
$199K ﹤0.01%
5,351
-2,236
1094
$198K ﹤0.01%
2,998
-16,873
1095
$198K ﹤0.01%
4,600
-533
1096
$198K ﹤0.01%
+4,576
1097
$197K ﹤0.01%
5,749
-40,511
1098
$197K ﹤0.01%
+2,584
1099
$197K ﹤0.01%
+2,836
1100
$197K ﹤0.01%
+44,248