Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$171K ﹤0.01%
7,431
+2,049
1077
$170K ﹤0.01%
508
-5,916
1078
$170K ﹤0.01%
2,191
-109
1079
$170K ﹤0.01%
3,754
-6,885
1080
$169K ﹤0.01%
6,617
+6,024
1081
$168K ﹤0.01%
14,387
-7,888
1082
$168K ﹤0.01%
3,592
-2,542
1083
$168K ﹤0.01%
4,066
-2,220
1084
$167K ﹤0.01%
+1,716
1085
$167K ﹤0.01%
2,682
-2,830
1086
$166K ﹤0.01%
5,699
-19,245
1087
$166K ﹤0.01%
+1,622
1088
$165K ﹤0.01%
384
-1,465
1089
$165K ﹤0.01%
4,408
-2,008
1090
$165K ﹤0.01%
1,292
+880
1091
$165K ﹤0.01%
22,299
+14,823
1092
$164K ﹤0.01%
+9,278
1093
$164K ﹤0.01%
2,653
+2,252
1094
$164K ﹤0.01%
+1,953
1095
$163K ﹤0.01%
14,532
+1,790
1096
$163K ﹤0.01%
15,384
+9,195
1097
$163K ﹤0.01%
+1,529
1098
$163K ﹤0.01%
16,906
+5,017
1099
$163K ﹤0.01%
2,669
-5,593
1100
$163K ﹤0.01%
14,164
+8,499