Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$81K ﹤0.01%
2,809
-206
1077
$81K ﹤0.01%
+15,862
1078
$81K ﹤0.01%
5,218
+4,299
1079
$80K ﹤0.01%
4,167
+357
1080
$80K ﹤0.01%
20,851
+3,862
1081
$80K ﹤0.01%
+11,582
1082
$80K ﹤0.01%
2,728
-2,075
1083
$80K ﹤0.01%
+62,272
1084
$79K ﹤0.01%
1,334
-24,412
1085
$79K ﹤0.01%
+2,194
1086
$79K ﹤0.01%
11,808
-4,272
1087
$78K ﹤0.01%
3,611
-3,292
1088
$78K ﹤0.01%
+8,115
1089
$77K ﹤0.01%
+882
1090
$77K ﹤0.01%
+2,364
1091
$77K ﹤0.01%
18,167
+16,267
1092
$77K ﹤0.01%
1,349
-2,062
1093
$77K ﹤0.01%
+5,241
1094
$76K ﹤0.01%
12,782
-53,474
1095
$76K ﹤0.01%
+1,352
1096
$76K ﹤0.01%
2,711
-22,665
1097
$75K ﹤0.01%
+843
1098
$75K ﹤0.01%
+1,443
1099
$75K ﹤0.01%
+7,622
1100
$75K ﹤0.01%
11,933
+9,331