Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$55K ﹤0.01%
+2,458
1077
$54K ﹤0.01%
3,963
-164
1078
$54K ﹤0.01%
3,726
+1,471
1079
$54K ﹤0.01%
+1,199
1080
$53K ﹤0.01%
2,287
+2,187
1081
$53K ﹤0.01%
1,721
+1,339
1082
$53K ﹤0.01%
1,138
+942
1083
$53K ﹤0.01%
27,236
-7,957
1084
$53K ﹤0.01%
7,794
+7,550
1085
$53K ﹤0.01%
2,409
-6,710
1086
$53K ﹤0.01%
10,147
-16,301
1087
$53K ﹤0.01%
1,683
+217
1088
$52K ﹤0.01%
4,918
+3,218
1089
$51K ﹤0.01%
8,808
-11,920
1090
$51K ﹤0.01%
3,997
+311
1091
$51K ﹤0.01%
1,631
+1,168
1092
$51K ﹤0.01%
+3,244
1093
$51K ﹤0.01%
+5,024
1094
$50K ﹤0.01%
5,673
-26,744
1095
$50K ﹤0.01%
+497
1096
$50K ﹤0.01%
+3,587
1097
$50K ﹤0.01%
+1,001
1098
$50K ﹤0.01%
17,753
+8,144
1099
$50K ﹤0.01%
41,675
-15,504
1100
$49K ﹤0.01%
22,138
+17,197