Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$84K ﹤0.01%
1,281
-625
1077
$84K ﹤0.01%
44,043
+17,247
1078
$84K ﹤0.01%
+5,360
1079
$83K ﹤0.01%
+1,197
1080
$83K ﹤0.01%
+1,629
1081
$83K ﹤0.01%
4,622
+780
1082
$83K ﹤0.01%
12,449
+10,939
1083
$83K ﹤0.01%
+16,244
1084
$82K ﹤0.01%
+1,066
1085
$82K ﹤0.01%
122
+98
1086
$81K ﹤0.01%
8,094
-4,740
1087
$81K ﹤0.01%
7,358
+4,367
1088
$81K ﹤0.01%
+1,985
1089
$81K ﹤0.01%
4,161
-36,692
1090
$81K ﹤0.01%
4,754
+3,980
1091
$81K ﹤0.01%
2,534
-16,475
1092
$81K ﹤0.01%
4,808
-3,431
1093
$80K ﹤0.01%
+1,471
1094
$80K ﹤0.01%
+7,242
1095
$80K ﹤0.01%
1,616
+1,224
1096
$80K ﹤0.01%
6,426
-22,983
1097
$80K ﹤0.01%
1,348
-41,250
1098
$80K ﹤0.01%
4,590
+3,260
1099
$79K ﹤0.01%
4,738
-2,763
1100
$79K ﹤0.01%
+2,402