Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$34K ﹤0.01%
4,132
+2,383
1077
$33K ﹤0.01%
+1,206
1078
$33K ﹤0.01%
957
+384
1079
$33K ﹤0.01%
6,449
+2,593
1080
$33K ﹤0.01%
2,270
+349
1081
$32K ﹤0.01%
5,293
-7,451
1082
$32K ﹤0.01%
415
-1,160
1083
$32K ﹤0.01%
1,008
-287
1084
$32K ﹤0.01%
+1,058
1085
$32K ﹤0.01%
+561
1086
$32K ﹤0.01%
2,371
+2,148
1087
$32K ﹤0.01%
710
+382
1088
$32K ﹤0.01%
1,261
-1,082
1089
$32K ﹤0.01%
+284
1090
$31K ﹤0.01%
1,976
+1,896
1091
$31K ﹤0.01%
+596
1092
$31K ﹤0.01%
+404
1093
$31K ﹤0.01%
6,424
+4,013
1094
$31K ﹤0.01%
+1,035
1095
$31K ﹤0.01%
+1,278
1096
$31K ﹤0.01%
1,488
+149
1097
$31K ﹤0.01%
1,731
+1,546
1098
$30K ﹤0.01%
2,249
+2,227
1099
$30K ﹤0.01%
746
-4,734
1100
$30K ﹤0.01%
+1,801