Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$153K ﹤0.01%
2,087
-18,357
1027
$153K ﹤0.01%
+8,156
1028
$153K ﹤0.01%
+3,888
1029
$152K ﹤0.01%
58,962
+43,841
1030
$150K ﹤0.01%
+430
1031
$150K ﹤0.01%
+2,012
1032
$150K ﹤0.01%
1,082
-758
1033
$149K ﹤0.01%
72,745
+56,975
1034
$149K ﹤0.01%
9,262
+813
1035
$148K ﹤0.01%
+1,328
1036
$147K ﹤0.01%
1,608
-2,380
1037
$147K ﹤0.01%
19,557
+15,959
1038
$147K ﹤0.01%
+2,140
1039
$146K ﹤0.01%
2,715
-1,715
1040
$146K ﹤0.01%
88,114
+81,302
1041
$146K ﹤0.01%
1,599
-28,961
1042
$146K ﹤0.01%
18,472
+10,871
1043
$145K ﹤0.01%
117,525
+116,763
1044
$144K ﹤0.01%
+680
1045
$144K ﹤0.01%
6,248
+3,061
1046
$144K ﹤0.01%
3,620
+2,723
1047
$144K ﹤0.01%
1,369
-3,924
1048
$144K ﹤0.01%
89,451
-15,433
1049
$144K ﹤0.01%
6,081
+3,967
1050
$143K ﹤0.01%
8,113
-1,876