Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$134K 0.01%
32,820
-22,799
1027
$134K 0.01%
+85,253
1028
$133K 0.01%
38,201
-5,425
1029
$132K 0.01%
+40,725
1030
$132K 0.01%
6,025
+718
1031
$132K 0.01%
5,374
+1,791
1032
$131K 0.01%
+1,596
1033
$131K 0.01%
26,355
+22,457
1034
$131K 0.01%
9,532
+1,377
1035
$131K 0.01%
+7,663
1036
$131K 0.01%
4,654
-12,836
1037
$130K 0.01%
12,818
+4,744
1038
$130K 0.01%
9,177
-2,491
1039
$130K 0.01%
30,503
+14,786
1040
$130K 0.01%
9,690
+4,531
1041
$130K 0.01%
6,064
+5,908
1042
$129K 0.01%
+5,441
1043
$129K 0.01%
+12,376
1044
$129K 0.01%
2,222
+1,484
1045
$128K 0.01%
12,020
+6,533
1046
$128K 0.01%
14,307
+4,051
1047
$128K 0.01%
849
+286
1048
$128K 0.01%
67,529
+28,784
1049
$127K ﹤0.01%
3,327
+2,094
1050
$127K ﹤0.01%
6,348
-4,695