Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$136K ﹤0.01%
36,097
-117,460
1027
$136K ﹤0.01%
+8,278
1028
$136K ﹤0.01%
+5,531
1029
$136K ﹤0.01%
3,480
-2,939
1030
$136K ﹤0.01%
1,818
+569
1031
$136K ﹤0.01%
7,383
+613
1032
$135K ﹤0.01%
+15,629
1033
$135K ﹤0.01%
17,748
+10,915
1034
$135K ﹤0.01%
13,228
+10,402
1035
$134K ﹤0.01%
+17,258
1036
$134K ﹤0.01%
4,033
+4,030
1037
$133K ﹤0.01%
+7,970
1038
$133K ﹤0.01%
2,361
+669
1039
$132K ﹤0.01%
34,646
+7,072
1040
$132K ﹤0.01%
7,633
-23,234
1041
$131K ﹤0.01%
18,905
+4,681
1042
$131K ﹤0.01%
3,809
+2,442
1043
$130K ﹤0.01%
+1,403
1044
$130K ﹤0.01%
+4,362
1045
$129K ﹤0.01%
3,806
+3,801
1046
$129K ﹤0.01%
4,550
+4,193
1047
$128K ﹤0.01%
6,625
-8,157
1048
$128K ﹤0.01%
2,091
+1,845
1049
$128K ﹤0.01%
+58,017
1050
$128K ﹤0.01%
+8,155