Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.52%
2 Consumer Discretionary 13.81%
3 Healthcare 11.41%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$279K ﹤0.01%
2,584
-13,743
1027
$279K ﹤0.01%
47,269
-191,658
1028
$279K ﹤0.01%
+28,250
1029
$278K ﹤0.01%
2,367
-12,813
1030
$277K ﹤0.01%
11,354
+9,650
1031
$277K ﹤0.01%
1,528
-921
1032
$277K ﹤0.01%
2,343
-5,492
1033
$276K ﹤0.01%
13,497
-45,811
1034
$275K ﹤0.01%
+2,481
1035
$275K ﹤0.01%
+4,247
1036
$275K ﹤0.01%
216,937
+167,645
1037
$275K ﹤0.01%
73,962
+53,023
1038
$275K ﹤0.01%
+23,561
1039
$273K ﹤0.01%
800
+650
1040
$273K ﹤0.01%
6,533
-11,575
1041
$273K ﹤0.01%
1,649
+133
1042
$271K ﹤0.01%
4,296
+3,010
1043
$270K ﹤0.01%
4,471
-327
1044
$269K ﹤0.01%
105,829
+73,734
1045
$269K ﹤0.01%
+17,765
1046
$269K ﹤0.01%
+2,090
1047
$267K ﹤0.01%
3,007
+2,440
1048
$266K ﹤0.01%
69,136
-2,535
1049
$266K ﹤0.01%
+5,097
1050
$266K ﹤0.01%
6,464
+5,525