Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$165K ﹤0.01%
46,418
+10,376
1002
$164K ﹤0.01%
23,912
-1,268
1003
$164K ﹤0.01%
107,352
+99,295
1004
$164K ﹤0.01%
133,444
+5,777
1005
$164K ﹤0.01%
+5,798
1006
$162K ﹤0.01%
70,343
+27,534
1007
$161K ﹤0.01%
+2,515
1008
$161K ﹤0.01%
70,079
-71,949
1009
$161K ﹤0.01%
+1,555
1010
$160K ﹤0.01%
+31,563
1011
$159K ﹤0.01%
87,205
-5,068
1012
$159K ﹤0.01%
3,307
+2,597
1013
$159K ﹤0.01%
7,507
+5,982
1014
$158K ﹤0.01%
9,160
-28,736
1015
$158K ﹤0.01%
5,640
-116,791
1016
$158K ﹤0.01%
4,472
-2,640
1017
$158K ﹤0.01%
+397,459
1018
$157K ﹤0.01%
18,632
-20,578
1019
$157K ﹤0.01%
3,496
+3,224
1020
$157K ﹤0.01%
+1,062
1021
$156K ﹤0.01%
63,299
+38,347
1022
$155K ﹤0.01%
+2,465
1023
$155K ﹤0.01%
4,532
+1,051
1024
$155K ﹤0.01%
3,640
+2,437
1025
$153K ﹤0.01%
5,341
+5,167