Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$175K ﹤0.01%
3,261
+827
1002
$174K ﹤0.01%
9,068
+2,150
1003
$174K ﹤0.01%
+3,646
1004
$173K ﹤0.01%
5,415
-13,818
1005
$173K ﹤0.01%
22,615
-29,649
1006
$173K ﹤0.01%
23,021
+1,818
1007
$172K ﹤0.01%
40,565
+13,611
1008
$172K ﹤0.01%
+1,026
1009
$172K ﹤0.01%
55,571
+40,611
1010
$171K ﹤0.01%
67,070
+66,402
1011
$170K ﹤0.01%
+101,517
1012
$169K ﹤0.01%
103,076
+75,391
1013
$169K ﹤0.01%
1,846
-683
1014
$168K ﹤0.01%
12,536
-4,508
1015
$168K ﹤0.01%
1,643
+1,116
1016
$168K ﹤0.01%
+11,646
1017
$167K ﹤0.01%
+946
1018
$167K ﹤0.01%
64,055
+42,355
1019
$166K ﹤0.01%
+24,901
1020
$166K ﹤0.01%
58,589
-54,626
1021
$166K ﹤0.01%
8,064
+3,112
1022
$166K ﹤0.01%
+19,608
1023
$165K ﹤0.01%
136,848
+41,175
1024
$165K ﹤0.01%
+13,680
1025
$165K ﹤0.01%
+19,545