Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$143K ﹤0.01%
16,324
+12,257
1002
$142K ﹤0.01%
8,614
+6,557
1003
$142K ﹤0.01%
+10,877
1004
$142K ﹤0.01%
4,778
-35,637
1005
$141K ﹤0.01%
+3,319
1006
$141K ﹤0.01%
44,529
+17,750
1007
$141K ﹤0.01%
832
+200
1008
$140K ﹤0.01%
4,766
+371
1009
$140K ﹤0.01%
8,172
-20,775
1010
$139K ﹤0.01%
5,400
-1,228,659
1011
$138K ﹤0.01%
16,719
+16,664
1012
$138K ﹤0.01%
795
+398
1013
$138K ﹤0.01%
27,178
+19,616
1014
$138K ﹤0.01%
21,219
-38,696
1015
$136K ﹤0.01%
+36,270
1016
$136K ﹤0.01%
4,507
+3,787
1017
$136K ﹤0.01%
+4,306
1018
$136K ﹤0.01%
27,782
+15,788
1019
$136K ﹤0.01%
4,775
-1,300
1020
$136K ﹤0.01%
74,019
+69,311
1021
$135K ﹤0.01%
+6,262
1022
$135K ﹤0.01%
11,380
-3,612
1023
$135K ﹤0.01%
13,940
+4,348
1024
$134K ﹤0.01%
10,674
-202,333
1025
$134K ﹤0.01%
8,656
+7,680