Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$143K ﹤0.01%
+1,815
1002
$143K ﹤0.01%
32,282
-3,863
1003
$143K ﹤0.01%
+2,552
1004
$142K ﹤0.01%
2,340
-14,298
1005
$142K ﹤0.01%
27,402
+26,999
1006
$142K ﹤0.01%
64,591
+42,924
1007
$141K ﹤0.01%
6,596
+2,543
1008
$141K ﹤0.01%
72,441
+24,547
1009
$141K ﹤0.01%
26,086
+13,299
1010
$140K ﹤0.01%
+2,418
1011
$139K ﹤0.01%
9,790
-13,476
1012
$139K ﹤0.01%
13,624
+7,432
1013
$139K ﹤0.01%
1,005
+357
1014
$139K ﹤0.01%
10,251
+9,868
1015
$138K ﹤0.01%
+9,734
1016
$138K ﹤0.01%
6,253
-1,733
1017
$138K ﹤0.01%
+1,515
1018
$138K ﹤0.01%
2,977
-7,846
1019
$138K ﹤0.01%
+5,666
1020
$137K ﹤0.01%
+8,216
1021
$137K ﹤0.01%
5,721
+5,222
1022
$137K ﹤0.01%
3,995
+2,973
1023
$137K ﹤0.01%
1,579
-880
1024
$136K ﹤0.01%
22,353
-24,488
1025
$136K ﹤0.01%
3,142
-7,554